Annex

4.1References for developing this Code of Practice
4.2SDM arrangement for eHR sharing
4.3Healthcare Providers in eHRSS
4.4Access to eHRSS by Healthcare Professionals
4.5Sharable clinical data in initial phase of eHRSS sharing
4.6Code of Conduct / Practices of Healthcare Professionals and relevant registration ordinances
4.7Code of Practice of Healthcare orginisations in Hong Kong
4.8Policies, Guidelines & Procedures and other relevant information released by eHR office for participating in eHRSS
4.9Reference from the office of the Privacy Commissioner for Personal Data (PCPD)
4.10Common terms about uses of eHR in eHRSS
  1. References for developing this Code of Practice

    1. Advisory Guidelines For The Healthcare Sector. Singapore. 2014.
    2. Australian Medical Association. AMA Guide to Medical Practitioners on the use of the Personally Controlled Electronic Health Record System. Australia. 2012.
    3. Australian Government Minister for Health and Ageing. Concept of Operations: Relating to the Introduction of a Personally Controlled Electronic Health Record System. Australia. 2011.
    4. British Medical Association. Confidentiality and Disclosure of Health Information. Guidance from the BMA’s Medical Ethics Department. UK. 1999.
    5. British Medical Association and Royal College of General Practitioners. The Good Practice Guidelines for GP Electronic Patient Records. 2011
    6. British Psychological Society. Guidelines on the Use of Electronic Health Record. UK. 2011
    7. Canada Health Infoway Inc. White paper on Information Governance of the Interoperable Electronic Health Record (EHR). Canada. 2007
    8. Canada Health Infoway Inc. Electronic Health Record (EHR) Privacy and Security Requirements – Reviewed with Jurisdictions and Providers. Canada. 2005
    9. Code of conduct / practices of healthcare professionals and relevant registration ordinances in Hong Kong (See Annex 4.6) and Code of Practices issued by healthcare organisations in Hong Kong (See Annex 4.7)
    10. Department of Health of Western Australia. Practice Code for the Use of Personal Health Information. Australia. 2009
    11. Department of Health. Contracted Service Providers Participating in the eHealth Record System: Frequently Asked Questions. Australia. 2013
    12. Department of Health. Participation Agreement. Personally Controlled Electronic Health Record System. Australia. 2013
    13. General Medical Council. Good Medical Practice. UK. 2006.
    14. General Medical Council. Confidentiality. UK. 2009.
    15. Hong Kong Medical Association & Independent Commission Against Corruption. Integrity in Practice. A Practical Guide for Medical Practitioners on Corruption Prevention.
    16. Information Commissioner’s Office. Data Sharing Code of Practice. UK. 2011
    17. Information and Privacy Commissioner. A Guide to Personal Health Information Protection Act. Ontario. 2004
    18. Medical Board of Australia. Good Medical Practice: A Code of Conduct for Doctors in Australia. Australia. 2009.
    19. National Health Service. The Care Record Guarantee. Our Guarantee for NHS Care Records in England. 2009
    20. National Health Service. Confidentiality. NHS Code of Practice. UK. 2003.
    21. National Health Service. Information Security Management - NHS Code of Practice. UK. 2007
    22. Office of Privacy Commissioner. On the Record. A Practical Guide to Health Information Privacy. New Zealand. 2011.
    23. Personal Data Protection Commission. A History and Theory of Informed Consent. New York: Oxford University Press. 1986
    24. Principles of Biomedical Ethics. New York: Oxford University Press 1994.
    25. Policies, guidelines & procedures and other relevant information released by eHR Office for participating in eHRSS (See Annex 4.8)
    26. References from the Office of the Privacy Commissioner for Personal Data (PCPD) (See Annex 4.9)

  2. SDM arrangement for eHR sharing

    Healthcare recipient under 16, or aged 16 or above and who is of any of the following, an eligible SDM can act on the person’s behalf at the person’s best interest on the following relevant occasions: giving joining consent and sharing consent, renewal or revocation of a sharing consent and request for withdrawal of participation in eHRSS.

    Persons incapable of giving consent Persons who may act as SDM
    (a) A minor (below 16 years old)
    1. Parents
    2. Guardian5
    3. Persons appointed by court to manage the affairs of the healthcare recipient
    4. Family Members or person residing with the healthcare recipient
    5. Healthcare provider
    (b) Healthcare recipient who is 16 years old or above and is incapable of giving the person’s own consent6
    1. Guardian7
    2. Director of Social Welfare or any other person under MHO8
    3. Persons appointed by court to manage the affairs of the healthcare recipient
    4. Family Members or person residing with the healthcare recipient
    5. Healthcare provider

    5 Appointed under Guardianship of Minors Ordinance (Cap 13) or appointed by court

    6 Mentally incapacitated as defined by Mental Health Ordinance (Cap 136) s2(1);
       Incapable of managing his or her own affairs;
       Incapable of giving joining consent at relevant time;
       Incapable of giving sharing consent at relevant time

    7 Appointed under Mental Health Ordinance (Cap 136)

    8 Under MHO s44A(1)(i), 44B(2A) or 59T(1) or 44B(2B) or 59T(2)


  3. Healthcare Providers in eHRSS

    Healthcare provider that provides healthcare at one service location in Hong Kong may apply to the Commissioner to be registered as a healthcare provider for the System for the location.

    A person provides healthcare at one service location if the person –

    1. is registered under section 3(4) of the Hospitals, Nursing Homes and Maternity Homes Registration Ordinance (Cap 165) in respect of one hospital or one maternity home;
    2. is registered under section 5(2) of the Medical Clinics Ordinance (Cap 343) in respect of one clinic;
    3. carries on the business of dentistry under section 12 of the Dentists Registration Ordinance (Cap 156) at one place;
    4. holds a certificate of exemption issued under section 7(2), or a licence issued under section 8(2)(a), of the Residential Care Homes (Elderly Persons) Ordinance (Cap 459) in respect of one residential home and engages a healthcare professional
    5. holds a licence issued under section 7(2)(a), or a certificate of exemption issued under section 11(2)(a), of the Residential Care Homes (Persons with Disabilities) Ordinance (Cap 613) in respect of one residential home for PWDs and engages a healthcare professional
    6. is a specified entity that engages a healthcare professional to perform healthcare at one premises

    The Commissioner may register a Government department as a healthcare provider for the System if the Commissioner is satisfied that the department provides a healthcare professional to perform healthcare for any healthcare recipient.


  4. Access to eHRSS by Healthcare Professionals9

    Access to eHRSS would be allowed for the following healthcare professionals:

    1. Registered medical practitioner (Cap 161);
    2. Registered nurse or enrolled nurse (Cap 164);
    3. Registered midwife (Cap 162);
    4. Registered dentist (Cap 156);
    5. Registered pharmacist (Cap 138);
    6. Registered medical laboratory technologist (Cap 359A);
    7. Registered radiographer (Cap 359H);
    8. Registered dental hygienist (Cap 156B);
    9. Registered chiropractor (Cap 428);
    10. Registered occupational therapist (Cap 359B);
    11. Registered optometrist (Cap 359F);
    12. Registered physiotherapist (Cap 359J); and
    13. Registered and listed Chinese medical practitioner (Cap 549).

    Sharing by different healthcare professionals at different phases will be reviewed from time to time and announced by eHR Office.


    9eHRSSO Cap 625, Schedule


  5. Sharable clinical data in initial phase of eHRSS sharing

    This section is extracted from the eHR Content Standards Guidebook.

    Healthcare professionals should be aware that the eHRC will review, decide and update the sharable scope from time to time.

    eHR Content Definition
    1. Personal Identification and Demographic Data All information that is required to accurately and uniquely identify a person, including:
    1. eHR person identifier;
    2. identity data;
    3. demographic data; and
    4. next-of-kin data
    2. Encounters / Appointments A list of booked appointments and attended healthcare encounters (contact between a person and the healthcare practitioner who will assess, evaluate and treat a person). An episode is composed of one or more encounter(s).
    3. Healthcare Referrals Information that is required when a healthcare practitioner transfers all or a portion of a person’s care to another healthcare professional.
    4. Clinical Note / Summary

    The clinical note / summary contains information that summarize the following:

    1. Reason originating the encounter / episode and the person’s condition during the initial encounter;
    2. Adverse drug reactions, allergies and clinical alerts found during the encounter / episode (this information should also be separately sent to the eHR at the appropriate section);
    3. Major diagnostic findings during the course of the episode;
    4. Problems identified;
    5. Significant procedures performed and other related therapeutic treatment, e.g. medication;
    6. The person’s condition, therapeutic orders or treatment plan while preparing a periodic episode summary or upon termination of an episode;
    7. Follow-up arrangement; and
    8. Education to the person / family
    5. Allergies and Adverse Drug Reactions Information on the type of biological, physical or chemical agents that would result in / is proven to give rise to adverse health effects. Details of the adverse reactions, if occurred, should also be included.
    6. Diagnosis All active and inactive significant health and social problems. A problem can be a diagnosis, pathophysiological state, significant abnormal physical sign and examination finding, social problem, risk factor, allergy, reaction to drugs or foods, or health alert.
    7. Procedures Any significant procedures that are done for diagnosis, exploratory or treatment purposes.
    8. Birth Records The basic information about the eHR participant’s birth, e.g. place of birth, birth weight, maturity. Part of the information relating to birth would fall under the other sharable scope, e.g. diagnosis, procedure, assessment.
    9. Medication This includes medication ordered and/or dispensed/administered during the healthcare process.
    10. Immunisation Records Vaccines administered to the person.
    11. Laboratory Reports Result of the laboratory tests which are sub-classified according to the nature of the test, namely anatomical pathology, biochemistry, haematology, microbiology, virology, and other laboratory test.
    12. Other Investigation Reports Other diagnostic test results could be of diverse range as discrete data element or a full report of the diagnostic test. Images, e.g. clinical photos, tracing, could also be included.
    13. Radiology Reports Radiology results would include radiology report and images. They are sub-classified according to modality, e.g. plain x-ray, fluoroscopy, ultrasound, computed tomography, magnetic resonance imaging, nuclear medicine, angiography and vascular interventional radiography, non-vascular interventional radiography, positive emission tomography and others.

  6. Code of Conduct / Practices of Healthcare Professionals and relevant registration ordinances

    Registered Healthcare Professionals Documents Issuing Authority Cap Remarks
    1 Medical Practitioner Code of Professionals Conduct for the Guidance of Registered Medical Practitioners
    English version
    Chinese version

    Code of Practice for Doctors (Private Hospital Association)
    English version
    Medical Council of Hong Kong








    Private Hospital Association
    Cap 161 Revised in Jan 2016







    Revised in June 2014
    2 Nurses (registered or enrolled) Code of Ethics and Professionals Conduct for Nurses in Hong Kong
    Bilingual version
    The Nursing Council of Hong Kong Cap 164 Revised in Jan 2015
    3 Dentist Code of Professionals Discipline for the Guidance of Dental Practitioners in Hong Kong
    English version
    Chinese version
    The Dental Council of Hong Kong Cap 156 Revised in July 2008
    4 Dental Hygienists No information found in the website of the Dental Council of Hong Kong and there is no Code of Practice for the Dental Hygienists Cap 156B
    5 Chiropractors Code of Practice
    English version
    Chinese version
    Chiropractors Council of Hong Kong Cap 428 Revised in Aug 2011
    6 Midwife Code of Professional Conduct and Practice for Midwives in Hong Kong
    English Version
    Chinese Version
    Midwives Council of Hong Kong Cap162 2016 version
    7 Pharmacist No Code of Practice has been developed yet Cap 138
    8 Medical Laboratory Technologist Code of Practice for Registered Medical Laboratory Technologists
    English version
    Chinese version
    Medical Laboratory Technologists Board of Hong Kong Cap 359A Revised in April 2012
    9 Occupational Therapist Code of Practice for Registered Occupational Therapists
    English version
    Chinese version
    The Occupational Therapists Board of Hong Kong Cap 359B 1998 Version
    10 Optometrist Code of Practice for Registered Optometrists
    English version
    Chinese version
    Optometrists Board of Hong Kong Cap 359F Revised in Sep 2008
    11 Radiographer Code of Practice for Registered Radiographers
    English version
    Chinese version
    The Radiographers Board of Hong Kong Cap 359H 1998 Version
    12 Physiotherapist Code of Practice for Registered Physiotherapists
    English version
    Chinese version
    The Physiotherapists Board of Hong Kong Cap 359J 1998 Version
    13 Chinese Medicine Practitioner
    a) Registered
    b) Listed
    Code of Professionals Conduct for Registered Chinese Medicine Practitioners in Hong Kong
    English version
    Chinese version

    Code of Conduct for Listed Chinese Medicine Practitioners in Hong Kong
    English version
    Chinese version
    Chinese Medicine Council of Hong Kong Cap 549 Revised in 2011

  7. Code of Practice of Healthcare orginisations in Hong Kong

    Healthcare Organisations Documents Issuing Authority Cap Remarks
    1 Clinics registered under the Medical Clinics Ordinance under Medical Clinics Ordinance (Cap 343) Code of Practice for Clinics Registered Under The Medical Clinics Ordinance (Cap 343)
    English version
    Chinese version
    Department of Health Cap 343 2010 Version
    2 Private Hospitals, Nursing Homes and Maternity Home registered under the Hospital, Nursing and Maternity Homes Registration Ordinance (Cap 165) Code of Practice For Private Hospitals, Nursing Homes and Maternity Homes
    English version
    Chinese version
    Department of Health Cap 165 2016 Version

  8. Policies, Guidelines & Procedures and other relevant information released by eHR office for participating in eHRSS*

    General Policies and Guidelines

    1. Participant Information Notice
    2. Conditions of Registration of Healthcare Providers (Private Hospitals) in eHRSS/ Conditions of Registration of Healthcare Providers (other than Private Hospitals) in eHRSS
    3. eHRSS Privacy Policy Statement
    4. eHRSS Personal Information Collection Statements
    5. Important Note For Healthcare Providers Who Perform Healthcare Receipient Registration And / Or Obtaining Joining And Sharing Consent In Electronic Health Record Sharing System
    6. Training materials for the operation of registration centres
    7. Management of Healthcare Recipient Index
    8. eHRSS Data Retention Policy
    9. 9. Policy and Guidelines for Handling Data Access Request (DAR) and Data Correction Request (DCR) in eHRSS
    10. 10. Guidelines and procedures for using Hong Kong Identity (HKID) Card for eHR
    11. Frequently Asked Questions for eHRSS

    eHR Data Standards

    1. eHR Content Standards Guidebook.
    2. Editorial Guide on Hong Kong Clinical Terminology Table – Overview
    3. Guide on Implementation & Maintenance of the Hong Kong Clinical Terminology Table

    eHR Security and System Connection Guidelines

    1. IT Security Policies for eHRSS
    2. Security Assessment Checklist for Participating in the eHRSS
    3. Data Interoperability Guide
    4. Communication Protocol (Data Interface) Specification
    5. ELSA Installation Guide
    6. Token Inventory Management User Guide
    7. eHR Adaptor Interface Specification
    8. Process Report and Exceptional Reporting Requirement

    *The policies, guidelines & procedures and other relevant information released maybe updated from time to time. Please access www.ehealth.gov.hk or contact eHR Office for most updated information.


  9. Reference from the office of the Privacy Commissioner for Personal Data (PCPD)10


    10 The references from PCPD listed in this COP are not exhaustive. PCPD may issue more Code of Practice or Guideline Note or other material or update any existing documents from time to time. Readers of this COP are advised to access to the internet website of the Office of the Privacy Commissioner for Personal Data for the most updated information (http://www.pcpd.org.hk/index.html).


  10. Common terms about uses of eHR in eHRSS